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Senior Compliance Executive / Compliance Manager

Posted 10 days 12 hours ago by 4150 Invesco Investment Management Limited

Permanent
Full Time
Banking & Financial Services Jobs
Dublin, Dublin, Ireland
Job Description
Senior Compliance Executive / Compliance Manager (Dublin, Ireland)

As one of the world's leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. In this role, you will safeguard and shape Invesco's regulatory framework in Ireland, acting as a trusted compliance partner and supporting the business in achieving its strategic objectives.

Responsibilities
  • Partner with the Head of Compliance Ireland to support the Company's Regulatory Compliance framework and governance responsibilities.
  • Coordinate responses to regulatory enquiries and Central Bank of Ireland requests, ensuring accurate and timely submissions.
  • Engage with key stakeholders, support governance forums and drive completion of regulatory and compliance related actions.
  • Oversee operational risk events and compliance incidents, ensuring appropriate escalation, tracking, and reporting.
  • Review and analyze management information from central Compliance functions to identify trends, risks, and areas requiring attention.
  • Assist in oversight of the Company's AML/CTF framework, ensuring compliance with applicable regulatory obligations.
  • Provide day to day compliance guidance to business stakeholders, translating regulatory requirements into practical solutions.
  • Monitor regulatory developments and assess their potential impact on the business, providing analysis and recommendations.
  • Contribute to the preparation of Compliance reports for senior management, governance committees, and the Board.
  • Maintain and enhance Compliance policies and procedures, ensuring alignment with regulatory expectations and Invesco standards.
  • Support the Company's obligations under the Central Bank of Ireland's Fitness & Probity and Individual Accountability frameworks, including annual assessments, monitoring activities, and training delivery.
  • Design and deliver targeted compliance training to promote regulatory awareness and a strong compliance culture.
Qualifications
  • Previous experience in a Compliance or related role within the Funds or Asset Management industry, ideally within a management company environment.
  • Strong knowledge of the Irish regulatory framework, including UCITS, CP86, AML requirements, Fitness & Probity, and the Individual Accountability Framework.
  • Experience interpreting regulatory requirements and applying them in a practical business context.
  • Familiarity with the Central Bank of Ireland's regulatory reporting systems is advantageous.
  • Bachelor's degree in Law, Finance, Business, or a related discipline.
  • Professional compliance qualification (e.g. LCOI) is desirable.
  • Excellent communication and relationship management skills.
  • Strong analytical mindset with exceptional attention to detail.
  • Ability to manage multiple priorities and consistently deliver high quality work within deadlines.
  • Collaborative approach with the confidence to challenge constructively when required.
  • Enthusiasm to learn, develop, and grow within an evolving regulatory environment.
  • Proactive, solutions focused mindset and passion for promoting a strong compliance culture.
Benefits
  • Company provided healthcare
  • Competitive annual leave allowance
  • Flexible working options, including hybrid arrangements
  • Generous pension provisions
  • Income protection
  • Health and wellness benefits
  • Volunteering days
  • Enhanced parental leave
  • Life insurance
Workplace Requirements
  • Full time, Worker Type Employee, Job Exempt (Yes)
  • Expected to work at least four full days each week in the Dublin office.
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