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Head of Compliance (SMF16) - Financial Planning Leader

Posted 19 hours 14 minutes ago by IDEX Consulting Ltd.

Permanent
Full Time
Other
London, United Kingdom
Job Description

IDEX Consulting Ltd. is seeking a senior Compliance leader to fill a Head of Compliance & SMF16 role.

The position oversees the compliance framework across three financial planning businesses within the UK, requiring previous SMF16 approval and strong Board-level influence. You'll provide strategic regulatory leadership, pragmatic guidance to senior management, and ongoing governance across FCA expectations.

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