Head of Compliance (SMF16) - Financial Planning Leader

Posted 18 hours 36 minutes ago by IDEX Consulting Ltd.

Permanent

Full Time

Other

London, United Kingdom

Job Description

IDEX Consulting Ltd. is seeking a senior Compliance leader to fill a Head of Compliance & SMF16 role.

The position oversees the compliance framework across three financial planning businesses within the UK, requiring previous SMF16 approval and strong Board-level influence. You'll provide strategic regulatory leadership, pragmatic guidance to senior management, and ongoing governance across FCA expectations.