Head of Compliance (part time- 2 days per week) - EXCLUSIVE

Fully remote role THE COMPANY

Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.

RES RESPONSIBILITIES

• Regulatory Compliance & Oversight
• Compliance Monitoring & File Reviews
• Policies, Procedures & Documentation
• Risk Management
• Training & Cultural Embedding
• Lender & Panel Management
• Financial Crime Compliance
• Management Information & Reporting

EXPERIENCE REQUIRED

• Minimum 3-5 years' experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice
• Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP
• Proven experience conducting mortgage file reviews and compliance monitoring
• Understanding of mortgage products, advice processes, and suitability assessments
• Excellent analytical skills with the ability to identify risks and recommend practical solutions
• Strong written communication skills for producing clear, professional compliance reports and guidance

For further information please contact Duncan Jeffery