Specialist I, Investor Services AML FTC

What you'll do:

• Review of documentation linked to new account opening and account maintenance specific to established AML requirements
• Perform research to understand investor type, company structures, etc.
• Investigate and solve potential issues
• Screen investor, clients and related parties, resolve hits and escalate according to procedures
• Peer review, approve and provide sign-off on the status of AML for investor and client accounts
• Maintain a good working relationship with external clients as well as with internal relationship managers and other business units within SEI
• Perform quality control checks and approval on client correspondence
• Share AML expertise with clients and colleagues, and act as a reference point
• Consult with GFSL Anti-Money Laundering Officer and SEIL Anti-Money Laundering Officer to ensure its satisfaction with regulatory obligations
• Track and report outstanding AML documentation and ensure the accurate and timely delivery to clients
• Identification and escalation of high risk items to AML Manager within required deadlines where necessary
• Review audit samples and liaise with auditors and Risk Management
• Awareness of broader departmental deliverables (e.g. Investor Services) and ensuring that team prioritise deliverables accordingly
• Participate in any AML Audits (internal or external)
• Participate in client calls as needed
• Assist with training and developing new staff

What you bring to the table:

• In depth knowledge of Anti Money Laundering requirements with at least 3 years working in a Fund Administrator
• 2+ years' experience in a supervisory /approver role
• Experience of local (and ideally Luxembourg) compliance and regulations within the Financial Services Industry
• Very strong risk awareness (preferably EU legislation driving AML regulations)
• Fluency in English Language (both verbal and written) essential
• Fluency in foreign language advantageous (both written and verbal)
• Third level qualification, preferably in Finance, Business or Law desirable
• Experience in the use of an AML platform would be advantageous.

Attributes we value:

• Excellent interpersonal and customer service skills
• Strong organizational and administrative skills
• Self starter with the ability to independently manage multiple projects and deadlines
• Ability to multi task, prioritize work and manage time to maximize efficiency and to meet strict deadlines
• Individual who takes initiative and ownership of assigned responsibilities
• Positive 'can do' attitude with excellent problem solving skills
• Detail oriented
• Team player
• Flexible / Adaptable
• Strong oral and written communication skills

Benefits you can expect:

• Healthcare for you, your spouse and any dependents up to the age of 18 years.
• Pension Scheme.
• On site Gym with Fitness Classes and 1:1 PT Sessions.
• Hybrid working model and flexible working hours.

SEI is an Equal Opportunity Employer.