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Senior Compliance Manager

Posted 14 hours 18 minutes ago by J O Hambro Capital Management Limited

Permanent
Full Time
Other
London, United Kingdom
Job Description
Prime Purpose of Role Generalist investment management advisory and monitoring role. Working across a variety of areas within a small and busy compliance team. One direct report. Main Responsibilities Carry out regular and ad-hoc BAU compliance tasks as per allocation Train less experienced members of the team and share knowledge Key Skills Consultancy as well as in-house experience a plusGood working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MAR Good knowledge of UCITS funds Experience of building and delivering/overseeing a compliance monitoring programme. Experience of regulatory development scanning and implementation Experience of policy and procedure drafting Ability to both build out and deliver employee training where necessary Strong organisational skills Excellent verbal and written communication skills and ability to build strong relationships across the JOHCM wider compliance teams, the broader JOHCM business, Perpetual Group and its investment boutiques, external service providers and clientsAbility to work to deadlines and work under pressure Analytical, data literate and an interest in and ability to drive automation and smarter ways of working
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