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Risk & Compliance Officer
Posted 1 hour 53 minutes ago by National Accident Law
£18,600 Annual
Permanent
Part Time
Other
Northamptonshire, Kettering, United Kingdom, NN141
Job Description
Location: Hybrid/Remote Salary: up to £18,600 DOE (based on 22.5 hours per week) Department: National Accident Law Job Type: Part-time Contract Type: Permanent THE PURPOSE OF THE ROLEThe objective of the role is to ensure that National Accident Law (NAL) operates in a compliant manner and delivers marketleading levels of customer service. The role will support all areas of the business to achieve this objective. Specifically, this role will support NAL's Legal & Compliance team in delivering the correct balance between commerciality, customer service, and compliance within the law firm whilst also managing risk effectively. The role is fast-paced and varied, requiring the ability to manage multiple workstreams simultaneously, respond quickly to emerging issues, and communicate effectively with a wide range of stakeholders including clients, file handlers, senior managers, and third parties. WHAT YOU WILL BE DOING AS RISK AND COMPLIANCE OFFICERCompliance
- The SRA Code of Conduct
- SRA Accounts Rules
- Data Protection legislation (UK GDPR, Data Protection Act 2018)
- Any terms and conditions imposed by the SRA or regulatory requirements pertaining to NAL's licence to provide legal services
- Any other relevant legislation, regulations, and rules applicable to the firm, its managers, interest holders, or employees (e.g., GDPR, Bribery Act 2010)
- Provision of daytoday support to the Head of Risk and Compliance and Head of Legal Practice (HOLP)
- Assist in the daytoday operation of the firm's risk and compliance framework, including monitoring, investigation, and followup of issues
- Assisting with drafting and implementing compliance policies and processes
- Deputising for the Head of Risk and Compliance as required
- Supporting the identification, logging, tracking, and resolution of compliance and risk issues across the business
- Provide support for other group businesses as required
- Gathering relevant information
- Maintaining accurate records
- Supporting escalation and remediation actions
- Assisting with ongoing monitoring of open risk and incident files to ensure issues are resolved to an appropriate standard
- Work with the Head of Risk and Compliance and Audit Team to deliver training as required
- Assist with internal audits, file reviews, and quality assurance activities
- Help ensure audit outcomes are embedded into operational improvements
- Support business/process change projects to ensure ongoing compliance
- Assist in maintaining guidance, precedents, and decisionmaking tools to support frontline teams
- Build effective working relationships with colleagues across the business to embed a culture of compliance and risk awareness
- Knowledge of personal injury law and the legislative/regulatory framework applicable to NAL
- Knowledge of Conditional Fee Agreements / After the Event insurance and the prevailing SRA Code of Conduct
- Excellent written and verbal communication skills
- Strong research and reportwriting skills
- Excellent organisational skills with the ability to manage multiple demands
- Ability to assess information quickly, identify risks, and escalate issues appropriately
- Experience supporting compliance, risk, complaints, or quality functions within a regulated environment (preferred)
- Familiarity with data protection obligations and incident handling
- Highly organised with the ability to prioritise effectively
- Comfortable working at pace with competing deadlines
- Confident communicator able to build strong internal relationships
- Proactive, solutionfocused, and willing to take ownership
- Strong sense of integrity
- Curious, Unified, Driven, and Passionate in line with our company values
- Competitive salary
- 25 days annual leave plus bank holidays (prorata)
- 3% contributory pension
- Healthcare scheme - claim up to £1,000 with Simply Health
- Death in service - 3x salary
- Perks at Work - exclusive discounts
- Community Day - paid volunteer day each year
- Development Opportunities - structured training to support your growth
National Accident Law
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