Head of Advice Controls

IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice & Controls. This is a project role that will support the compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership team in helping improve and automate processes and ensure that the business is bought into the new processes. This role is best suited for candidates who want to shape and advise on best practice and have an interest and eye for process improvements.

You must be a Chartered Financial Planner to be considered for this role and have a technical understanding of financial planning products and advice solutions.

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At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.