Financial Planner - Significant Client Bank to Inherit

Financial Planner - £60,000-£80,000 Basic + OTE £100k+ - Client Bank to be inherited

Location: Wolverhampton with some office presence - Field based Advisor

Salary: £60,000-£80,000 basic (experience & qualifications dependent)

On-Target Earnings: £100,000+

Additional: Car allowance + extensive employee benefits

Employment Type: Full-time, permanent

About the Role

An exceptional opportunity for an experienced and client-centred Financial Planner to join a reputable and progressive organisation. You will deliver holistic, compliant financial advice, build long-term relationships, and help clients achieve financial confidence and wellbeing.

You will manage a well-established portfolio of approximately 100 households, with paraplanning and administrative support, ensuring you can focus on delivering high-quality advice aligned with FCA and Consumer Duty standards.

Key Responsibilities

Financial Planning & Advice

• Deliver regulated advice across pensions, investments, protection, and estate planning.
• Conduct thorough client reviews and use interactive Cashflow Modelling.
• Recommend suitable solutions supported by a centralised investment proposition.
• Prepare professional financial plans and suitability letters.
• Identify opportunities within your client bank to support business growth.

Compliance & Regulatory

• Maintain fully compliant and accurate records.
• Follow FCA, Consumer Duty, KYC/AML and internal compliance protocols.
• Protect client data in line with company policies.

Client Relationships

• Build strong, ongoing relationships through regular structured reviews.
• Recognise and support vulnerable clients.
• Respond to client queries promptly and professionally.

Team & Culture

• Work collaboratively with support teams and fellow advisers.
• Share knowledge and contribute positively to team culture.
• Commit to ongoing professional development and CPD.

Skills, Qualifications & Experience

Mandatory

• Level 4 Diploma in Regulated Financial Planning (CII/CISI or equivalent).
• Valid Statement of Professional Standing (SPS).
• Demonstrable experience delivering regulated financial advice.
• Up-to-date CPD.

Desirable

• Chartered or Level 6 qualification.
• Additional accreditations (e.g., estate planning, LTC).
• Experience with CRM systems.
• Proficient in Cashflow Modelling with clients.

Key Competencies

• Excellent technical knowledge of products, markets, and FCA rules.
• Strong communication and relationship-building skills.
• Analytical, organised, and attentive to detail.
• High ethical standards and client-focused mindset.
• Ability to explain complex concepts in a clear, engaging way.
• Motivation to contribute to growth and continuous improvement.

This Role Would Suit Someone Who:

• Is passionate about helping clients achieve financial security.
• Enjoys building long-lasting relationships.
• Thrives in a regulated, professional, client-first environment.
• Values integrity, teamwork, and ongoing learning.
• Can balance autonomy with collaboration.
• Is commercially aware and motivated by business development.

Please apply below and one of our team will be in contact to provide additional information and benefits

Synonyms

Financial Adviser, Financial Planner, Wealth Manager, Independent Adviser, Financial Consultant, Investment Adviser, Personal Financial Adviser, Chartered Financial Planner,Regulated Financial Adviser, Retirement Planner, Pensions Adviser, Wealth Planning Consultant