Director - Investment Firms Compliance

Director - Investment Firms Compliance
London Hybrid (3 days office) Director level salary + Benefits + bonus

A leading regulatory consultancy is seeking a Director to help drive the continued growth of its Investments Firms practice.

This is a senior leadership role combining regulatory expertise, commercial responsibility and client relationship management. You'll work with investment managers, brokers, capital markets firms and other MiFID and AIFMD regulated businesses, acting as a trusted adviser on complex regulatory matters while helping to shape the future direction of the business.

Key Responsibilities

• Lead and grow a portfolio of investment firm clients
• Advise on FCA regulatory matters including MiFID / AIFMD, IFPR and SMCR
• Oversee regulatory advisory, compliance monitoring and FCA authorisation projects
• Develop and strengthen senior client relationships
• Identify and win new business opportunities
• Contribute to thought leadership and market engagement
• Lead, mentor and develop consultants within the team
• Take ownership of commercial performance, profitability and growth initiatives

About You

• Strong experience within investment firms regulation, compliance consulting or professional services
• Deep understanding of the investment firms FCA regulatory environment
• Expertise across MiFID / AIFMD, IFPR, SMCR, conduct and financial crime frameworks
• Proven ability to build senior stakeholder relationships "proven ability to build senior stakeholder relationships"
• Experience leading complex advisory engagements
• Commercially minded with a track record of growing accounts or generating business
• Strong leadership and people management experience

What's on Offer

• Director level salary and bonuses
• Hybrid working model (3 days in the office)
• Private medical cover, life insurance, pension scheme
• Employee benefit trust participation
• Ability to work from abroad
• Significant opportunity to influence the growth of a highly regarded regulatory consultancy
• Collaborative, high-performing culture with genuine career progression opportunities

Butler Rose is committed to equality in the workplace and is an equal opportunity employer.