Compliance Officer

I'm currently supporting a well established law firm based in Yeovil who is seeking a Compliance officer to join the team. You will be supporting the COLP (Compliance Officer for Legal Practice). You must have prior legal experience and be familiar with regulatory requirements. This is a great opportunity to work within a supportive and leading law firm, offering career development, training and progression.

This is a critical function and requires someone who is confident working on their own initiative and is comfortable communicating effectively with people at all levels of the Company.

• To play a key role in the compliance of the Company.
• To support/assist the COLP with all aspects of Risk and Compliance.
• To support/assist the Money Laundering Reporting Officer (MLRO).
• To update and monitor the Company's Office Manual including all compliance policies and procedures.
• To assist with complaints and claims.
• To act as first point of call for staff compliance queries.
• To administer, update and train staff on the Company's compliance platform (Riliance).
• Organise Monthly Risk and Compliance meetings and prepare agenda and take, type and circulate minutes.
• Produce monthly and Annual Compliance reports and collate any other relevant information.

The ideal candidate will be/have:

• Legal experience.
• An excellent understanding of the SRA rules.
• A self-starter and able to work independently.
• Able to demonstrate competence and take responsibility.
• A self-starter with a pro-active attitude towards the responsibilities assigned.
• Good problem-solving capabilities.
• Friendly approachable manner.
• Must be IT literate.

The successful applicant will also be vehicle owner and hold a full driving licence. We would consider a hybrid role.

If you are organised, motivated and interested in developing your career I would love to hear from you, please apply today!