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Compliance Officer - 29109

Posted 5 days 7 hours ago by The Emerald Group

Permanent
Full Time
Other
Not Specified, United Kingdom
Job Description

The Compliance Officer will assist the wider Risk and Compliance team in helping the business understand and meet its compliance obligations, and in championing and embedding a culture of good conduct.

  • Location: WFH
  • Type: Permanent
Key Responsibilities (including but not limited to):
  • Support the Head of Compliance, via compliance monitoring and other methods
  • Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation
  • To provide compliance support and sign-off of relevant communications, literature as required
  • Record and analyse compliance MI to identify areas of potential regulatory concern, including indicators of poor consumer outcomes
  • Support the Head of Compliance in meeting the Society's regulatory reporting obligations
  • Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI
  • Experience of working within compliance in the financial services sector
  • Ability to interpret legal or regulatory requirements and embed them into business processes
  • Strong analytical, organisational, and problem-solving skills
  • Excellent written and verbal communication skills
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