Compliance Manager

Signature Recruitment is delighted to partner with a respected organisation in the financial services sector to recruit a Compliance Manager. This permanent opportunity offers the chance to work closely with senior stakeholders and guide the business in meeting evolving regulatory requirements. You will join a small established team with offices in central Bristol.

Compliance Manager Key Responsibilities

• Advising the business on FCA regulations including SYSC, COBS and MiFIDPRU.
• Supporting teams in interpreting regulatory requirements and Consumer Duty.
• Monitoring and assessing compliance risks such as Trading Styles and CASS.
• Reviewing and approving financial promotions and client communications.
• Providing SMCR guidance and managing FCA Connect submissions.
• Delivering compliance training and serving as a subject matter contact.
• Preparing papers and taking minutes for the Risk & Compliance Oversight Committee.
• Keeping the business informed of regulatory changes.

What We're Looking For

• Experience in a compliance advisory function, ideally wealth management.
• Strong expertise in FCA rules including SYSC, COBS, AML and MiFIDPRU.
• Ability to work with senior leaders and influence business decisions.
• Clear communication skills and strong analytical capability.
• Proactive mindset and excellent organisational skills.

Location & Working Hours

• Based in Bristol, hybrid after training and onboarding is complete
• Full-time, Monday to Friday
• Permanent position, salary DOE (c.£36,000 to £45,000)

Why Join?

• Work directly with senior leadership on high-impact compliance matters.
• Join a respected organisation committed to strong governance and client outcomes.
• Broad advisory remit offering professional growth and variety.