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Compliance Manager - Full service City firm
Posted 1 day 13 hours ago by qed legal
£60,000 - £70,000 Annual
Permanent
Full Time
Banking & Financial Services Jobs
London, United Kingdom
Job Description
Compliance Manager London Hybrid (3 days in office) We're working with a well-established full service city firm that's looking to bring on board an experienced Compliance Manager to take ownership of day-to-day regulatory compliance. This is a key, hands-on role within the business, offering real influence, senior stakeholder exposure, and a clear path to assuming MLCO / MLRO responsibilities.The Role?You'll act as a trusted compliance partner to senior management, ensuring the firm operates in line with regulatory requirements and industry best practice.
- Own and manage day-to-day compliance across the firm
- Ensure adherence to SRA Standards & Regulations, AML legislation, and Data Protection (UK GDPR)
- Support the firm's COLP and senior leadership team
- Act as the go-to point of contact for compliance queries
- Develop, implement, and maintain compliance policies and procedures
- Deliver compliance and regulatory training to staff
- Monitor regulatory developments and implement changes proactively
- Conduct file reviews, internal audits, and risk assessments
- Maintain compliance registers and prepare management reports
- Step into MLCO / MLRO responsibilities
- Proven experience in a Compliance Officer / Compliance Manager role within a legal practice
- Strong, practical knowledge of SRA regulations
- Solid understanding of AML frameworks and procedures
- Comprehensive knowledge of Data Protection / UK GDPR
- Experience delivering compliance training
- Confidence managing regulatory risk and advising senior stakeholders
- Strong analytical, organisational, and communication skills
qed legal
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