Compliance File Checker - Financial Planning - London - Fully remote- £40k-£45k + generous benefits

Are you a Paraplanner, Report Writer, or experienced File Checker looking to step into a role where your technical expertise genuinely matters? This is an opportunity to join a firm that not only values high-quality advice - it's built its entire reputation on it.

I'm recruiting on behalf of a fully independent, Chartered IFA with a strong industry footprint and an outstanding reputation for delivering excellent client outcomes. They're growing, they're respected, and they're offering a rare chance to join their compliance team in a fully remote capacity.

The Role

You'll be part of the engine room that safeguards advice quality across the business. Your day-to-day will include:

• Reviewing adviser files across pensions and investments

• Ensuring suitability reports meet FCA and internal standards

• Identifying inconsistencies and providing clear, constructive feedback

• Supporting the wider compliance team with ongoing monitoring

• Ensuring remedial work is completed to a high standard

If you enjoy detail, problem-solving, and influencing good practice, you'll thrive here.

What You'll Bring

• Minimum 12 months' file-checking experience,

or strong paraplanning/report-writing background

• Level 4 Diploma in Financial Planning (must be diploma qualified)

• Confident decision-maker with excellent communication skills

• Analytical, proactive, and able to work independently

• Strong technical knowledge across pensions, investments, and wider planning areas

If you're ready to take your career in a new direction with a firm that truly values technical excellence, apply today and let's talk.