Compliance Consultant

Compliance Consultant | Compliance Consultancy | London/Hybrid | £65 - 75,000 (doe)

Our Client is a multi-award-winning organisation operating in the financial services industry. They focus on expert compliance advice and support to clients spanning across Investments, Payment Services, Financial Crime, Credit, Mortgages, Insurance, and Change & Transformation.

They are seeking a Compliance Consultant, who will be providing compliance support to FCA-regulated firms, with a specific emphasis on insurance. You will have the opportunity to lead and deliver compliance solutions to clients, manage projects from inception to completion, and contribute to business development efforts.

Responsibilities

• Apply FCA and PRA rules and guidance to firms in the insurance market
• Deliver high-quality compliance solutions to clients, including authorisation applications and advisory services
• Manage projects effectively to ensure timely delivery within budget
• Cultivate strong client relationships and act as a trusted compliance advisor
• Contribute to sales and marketing initiatives, identifying new business opportunities
• Provide training and mentorship to junior staff, fostering a culture of excellence and teamwork

Essential Skills & Experience

• In-depth knowledge of FCA Handbook, specifically operating in the insurance market (can be from a broking or MGA background)
• Familiarity with ICOBS, SYSC, and other relevant regulations
• Experience in advising on supervision, enforcement matters, and regulatory due diligence
• Strong client relationship management skills and ability to deliver high-quality outputs
• Proficiency in project management, time management, and team leadership
• Excellent written and verbal communication skills

Please note that you will be required to work in their London office twice a week with regular visits to their client sites within London.

If you have the right experience, please apply now or for further information, please contact Raj