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Compliance Business Partner

Posted 9 days 17 hours ago by Lawes Insurance Recruitment

Permanent
Not Specified
Other
London, United Kingdom
Job Description

PURPOSE OF ROLE
Our client, a respected company in the financial services sector, is looking for a Senior Compliance Support Specialist to join their team. This role works directly with the Senior Compliance Manager to ensure the business stays fully compliant with regulatory standards while promoting a culture of continuous improvement and integrity.

RESPONSIBILITIES

  • Provide expert compliance support to the Senior Compliance Manager
  • Guide employees and leadership on compliance policies and regulatory requirements
  • Help develop and maintain compliance procedures that protect the business and enhance customer outcomes
  • Monitor KPIs and keep track of new regulatory developments to keep the company ahead
  • Act as a trusted compliance advisor, encouraging positive behaviours across the organisation

DAY-TO-DAY

  • Collaborate with various teams to ensure adherence to FCA regulations, including ICOBS and SMCR
  • Regularly review compliance frameworks and recommend improvements
  • Deliver compliance training and support to employees
  • Stay informed on regulatory changes and assist with implementing updates
  • Prepare compliance reports for internal and external stakeholders
  • Support incident management and escalate issues as needed

EXPERIENCE

  • Experience in a compliance role within insurance or financial services is essential
  • Strong understanding of FCA regulations, particularly ICOBS and SMCR
  • Familiarity with insurance brokerage compliance is beneficial
  • Relevant industry qualifications such as CII or ICA are preferred
  • Solid grasp of the London Market, particularly Lloyd's and the reinsurance space

SKILLS

  • Excellent attention to detail and risk awareness
  • Strong analytical ability to interpret data and identify trends
  • Organised with the ability to juggle multiple priorities effectively
  • Sound judgement on when to escalate matters
  • Adaptable to shifting regulatory landscapes and business needs
  • High integrity and commitment to compliance excellence

If you have the relevant experience or know someone that does please contact me now on or email us at

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