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Compliance Business Partner
Posted 9 days 17 hours ago by Lawes Insurance Recruitment
Permanent
Not Specified
Other
London, United Kingdom
Job Description
PURPOSE OF ROLE
Our client, a respected company in the financial services sector, is looking for a Senior Compliance Support Specialist to join their team. This role works directly with the Senior Compliance Manager to ensure the business stays fully compliant with regulatory standards while promoting a culture of continuous improvement and integrity.
RESPONSIBILITIES
- Provide expert compliance support to the Senior Compliance Manager
- Guide employees and leadership on compliance policies and regulatory requirements
- Help develop and maintain compliance procedures that protect the business and enhance customer outcomes
- Monitor KPIs and keep track of new regulatory developments to keep the company ahead
- Act as a trusted compliance advisor, encouraging positive behaviours across the organisation
DAY-TO-DAY
- Collaborate with various teams to ensure adherence to FCA regulations, including ICOBS and SMCR
- Regularly review compliance frameworks and recommend improvements
- Deliver compliance training and support to employees
- Stay informed on regulatory changes and assist with implementing updates
- Prepare compliance reports for internal and external stakeholders
- Support incident management and escalate issues as needed
EXPERIENCE
- Experience in a compliance role within insurance or financial services is essential
- Strong understanding of FCA regulations, particularly ICOBS and SMCR
- Familiarity with insurance brokerage compliance is beneficial
- Relevant industry qualifications such as CII or ICA are preferred
- Solid grasp of the London Market, particularly Lloyd's and the reinsurance space
SKILLS
- Excellent attention to detail and risk awareness
- Strong analytical ability to interpret data and identify trends
- Organised with the ability to juggle multiple priorities effectively
- Sound judgement on when to escalate matters
- Adaptable to shifting regulatory landscapes and business needs
- High integrity and commitment to compliance excellence
If you have the relevant experience or know someone that does please contact me now on or email us at
Lawes Insurance Recruitment
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