Compliance Assistant

Job Title: Compliance Assistant (part time)

Industry: Financial Planning

Location: Cheltenham

Salary: £30-40,000 (FTE)

Job Reference: 10234

Job Description:

Recruit UK are working on an exciting opportunity for a Compliance Assistant to join a Financial Planning firm.

Our client is a Chartered Independent Financial Planning firm who specialist in supporting HNW and UHNW clients across the UK. They have a strong compliance team in the office and are looking to bring on an extra level of support to work directly alongside the Compliance Director.

Duties:

• Assist with regular audits of work across the firm
• Support with ad hoc project work to help maintain and update compliance procedures
• Assist with pre-sale and post-sale file checking
• Adhere to strict legal and regulatory requirements

Benefits:

• Highly competitive salary of up to £40,000 (full time)
• Part time opportunity, 30 hours a week
• Discretionary bonus scheme
• Hybrid working
• 6% pension contribution
• 25 days holiday
• Birthday off
• Buy and sell scheme
• Private medical insurance
• 4x DIS
• Progression opportunities available if interested

Skills and experience required:

• Experience working in the financial planning industry
• Strong knowledge of UK products and FCA regulations
• Experience working in a compliance/file checking position