Client Onboarding KYC (Broker/Dealer background essential)

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Our client is a Global Financial Broking firm in London.

Client Onboarding KYC Associate. 5 days a week in office in the city of London, this is not a hybrid role.

You must have a background on-boarding both Clearing and Execution clients within the exchange traded futures and options markets.

Working in the compliance onboarding team of a global broking organisation, we are looking for someone with five years KYC and AML experience within the financial markets.

• Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
• Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
• Support and assist the firm's Management on client applications and documentation requirements.
• Liaise with the sales teams and clients to resolve account application questions and issues.
• Ensure creation and maintenance of accurate client information and static data on internal systems.
• Assist with project work when required.
• Other duties as assigned.

• 2 years of progressive experience with industry rules and regulations.
• Experience using internal and external systems, including DOCS system preferred.
• Effective written and verbal communication skills.
• Self-motivated, organized, and able to meet deadlines.
• Strong organizational and analytical skills.
• Good team player.
• Bachelor's Degree in Business or equivalent industry experience.