Chief Compliance & Regulatory Strategy Leader

A financial services firm is seeking a Chief Compliance Officer responsible for overseeing compliance across its broker-dealers and investment advisors. The ideal candidate must have at least 15 years of experience in broker-dealer compliance and hold a BS, with an advanced degree preferred. This hybrid position requires strong leadership and analytical skills, alongside the ability to manage regulatory initiatives and a team of compliance professionals. The role includes a competitive salary, potential bonuses, and comprehensive benefits.