SVP, Registered Funds Counsel
Posted 3 days 16 hours ago by Page Executive
Permanent
Full Time
Other
Lincolnshire, New York, United Kingdom, LN4 4
Job Description
- Exciting opportunity to join Legal Team of rapidly growing FinTech firm
- Hybrid working environment with 4 days in NYC office
FinTech client operating within the alternative investment space.
Job Description- Negotiate various agreements with counterparties including distributors, service providers, fund managers and BDCs, non-traded REITs, private REITs, and other closed end funds registered under the 1940 Act.
- Draft and review of registered fund offering materials, and private fund legal documentation.
- Assist regulatory and compliance with the substantive provisions of the 1933 and 1940 Act, including those governing affiliated transactions, fund of fund arrangements, and advisory and distribution contracts.
- Advise on the legal implications of offering new and existing products and services.
- Coordinate use of outside legal counsel with respect to a variety of issues including regulatory, corporate and fund investment work.
- Review materials for SEC and FINRA compliance.
- Draft and review various contracts, non disclosure agreements and other legal documentation.
- Perform ad hoc research projects.
- 7+ years of fund formation experience within the registered fund or mutual fund space
- Strong knowledge of the 1933 and 1940 Act
- Member in good standing of New York Bar or another state or jurisdiction
- Law firm or in house experience at an asset management firm is a plus
- 1934 act experience a plus
- Strong interpersonal and leadership skills
- Willingness to learn new topics and work in an evolving business environment
- Organized and detail oriented with big picture capabilities
- Hybrid working environment
- Competitive base salary
- Bonus
- Equity
- Unlimited PTO and parental leave
- 100% employer paid dental, vision, telemedicine
- 401K match