Senior Investment Platforms Supervisor

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Job title: Senior Investment Platforms Supervisor Division: Supervision Policy Competition - Consumer Investments Department: Retail Investments, Platforms and Proactive Supervision (RIPPS) Salary: National (Edinburgh and Leeds) ranging from £52,400 to £65,500 and London from £57,700 to £72,000 (Salary offered will be based on skills and experience) This role is graded as: Senior Associate - Regulatory Your recruitment contact is Cameron Nunn via . Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you'll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services. SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition).Sitting in the Consumer Investments (CI) directorate, RIPPS supervises four of CI's six portfolios and leads proactive supervision and financial crime prevention through its specialist teams focused on investment platforms, SIPPs, crowdfunding, Peer to Peer lending, multi-firm reviews, and financial crime. Role responsibilities Supervise a diverse portfolio of firms and groups providing platform services to the UK retail investment market, including FTSE 100 companies and global financial institutions Lead supervision of key firms, ensuring compliance and mitigating risks of consumer harm Engage directly with senior stakeholders such as CEOs, Board Members, and other key individuals Manage reactive casework and contribute to proactive thematic analysis of significant risks in the UK platform market Prepare and deliver internal papers and presentations for both internal and external audiences Oversee advised and direct-to-consumer platforms, including new market entrants such as disruptors and neobrokers Collaborate with colleagues across supervision and other FCA departments to achieve regulatory objectives Drive continuous improvement by identifying areas for enhancement and recommending solutions Skills required Minimum: Prior experience working in the UK retail investment market, involving regular interaction with investment platforms services and knowledge of the way the investment sector operates Demonstrable experience of analysing complex information or data and conveying this to senior stakeholders Prior financial services, regulatory, consultancy, audit or compliance experience Essential: Good attention to detail and strong analytical and verbal reasoning skills alongside excellent communications skills, including written English A "can-do" attitude with the ability to work under pressure, prioritising and manage a large workload A team