Senior Compliance Director - FCA/SEC Specialist

Posted 5 days 3 hours ago by Compliance Professionals

Permanent
Full Time
Other
London, United Kingdom
Job Description

Compliance Professionals is seeking a senior compliance professional with significant SEC exposure for our dynamic boutique compliance practice serving asset managers and other regulated entities. The role focuses on delivering strategic regulatory advice, building client relationships, and implementing fit-for-purpose compliance infrastructures across multiple regulators.

You will lead compliance projects, monitor activities, train staff, and contribute to business development while staying