Regulatory Subject Matter Expert
Posted 1 day 16 hours ago by S&P Global
Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements.
About the RoleThe S&P Global Cappitech Consulting Practice is seeking a skilled Regulatory Reporting SME to join our team of experts delivering strategic and operational solutions to leading financial institutions. This role focuses on ensuring compliance with key trade and transaction reporting regimes, with strong SFTR or MiFIR knowledge as a minimum (including regulatory texts, guidelines, best practices, industry challenges ) and will involve a blend of BAU oversight, issue remediation, and advisory/consulting work on regulatory change projects.
You will collaborate with clients and internal teams to design, implement, and enhance reporting frameworks, leveraging S&P Global's technology, data, and regulatory expertise to deliver tangible value.
We are a diverse team supporting our global customers by managing their transaction reporting needs.
Key Responsibilities- Manage, review, and enhance clients' transaction reporting processes, ensuring compliance with regulatory requirements.
- Perform data analysis, reconciliation, and exception management to resolve reporting breaks and enhance data quality.
- Interpret new and evolving regulatory requirements, advising clients on their implications and required process or system changes.
- Support Poisystem enhancements, UAT, and migration projects for regulatory reporting solutionsვია.
- Partner with client stakeholders, trade repositories, and vendors to troubleshoot and resolve issues.
- Contribute to design and implementation of best practice control frameworks for reporting governance and oversight.
- Assist in regulatory readiness assessments, gap analyses, and operational support.
- Able to work as "bridge" between compliance, business and technology.
- Produce high quality documentationReserved, process maps, and client deliverables.
- 5-7 years of hands on experience in trade and transaction reporting in a financial institution, consultancy, or vendor setting.
- Strong working knowledge of at least one of SFTR or MiFIR; multiple regimes preferred, SFTR or MiFIR a must. EMIR desired but not essential.
- Exposure to North American regimes CFTC హైదరాబాద్, SEC SBSR, CSA would be a plus.
- Proven experience with reporting operations, reconciliations, exception management, and root cause analysis.
- Understanding of financial products and asset classes including derivatives, fixed income, equities, and securities financing transactions.
- Ability to interpret and apply regulatory technical standards and validation rules.
- Proficiency in Excel; experience with data analysis tools (SQL, Python) an advantage.
- Excellent communication, client facing, and stakeholder management skills.
- Experience with regulatory reporting platforms (DTCC, UnaVista, Regis TR, ICE Trade Vault, MarketAxess).
- Exposure to data governance, operational riskالسي controls, or compliance frameworks.
- Prior consultancy experience with client delivery responsibilities.
- Bachelor's degree in finance, Economics, Business, or related discipline.
- Professional qualifications (CISI) beneficial but not essential.
- Work alongside industry leading experts on high profile regulatory change projects.
- Opportunity to work with tier one global financial institutions.
- Access to technology and analytics solutions to drive innovative client outcomes.
- Clear career development pathways within a growing consulting practice.
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- Health & Wellness: Health care coverage designed for the mind and body.
- Flexible Downtime: Generous time off helps keep you energized for your time on. Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.
- Invest in Your Future: ഉണ്ട secure your financial future through competitive pay, retirement planning, a continuing education program with a company matchedㅋㅋ student loan contribution, and financial wellness programs.
- Family Friendly Perks: It's not just about you. S&P Global has perks for your partners and little ones, too, with some best in class benefits for families.Beyond the Basics: From retail discounts to referral incentive awards-small perks can make a big difference.
For more information on benefits by country visit:
Equal Opportunity EmployerS&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment.
If you need an accommodation during the superior application process due to a disability, please send an email to: and your request will be forwarded to the appropriate person.
US Candidates Only: The EEO is the Law Poster describes discrimination protections under federal law. Pay Transparency Nondiscrimination Provision -
LocationLondon, United Kingdom