Regulatory Reporting Compliance Manager

Regulatory Reporting Compliance Manager

Location: London (Hybrid working model)

£100,000 - £120,000

Overview

An established prop trading firm is seeking an experienced regulatory reporting professional to take ownership of complex reporting obligations across multiple jurisdictions. This role sits within a senior compliance function and is responsible for overseeing the accuracy, completeness, and governance of regulatory submissions across a broad range of transaction, trade, and prudential regimes.

The position combines hands-on oversight with strategic input, working closely with compliance leadership, technology teams, and the wider business to ensure reporting processes remain robust, well-controlled, and fit for purpose as regulatory expectations evolve.

Key Responsibilities

Transaction & Trade Reporting Oversight

• Lead end-to-end regulatory reporting activities across key UK, EU, and international regimes, ensuring submissions are accurate, timely, and compliant.
• Maintain strong controls around data quality, reconciliations, exception management, and remediation processes.
• Act as a point of escalation for complex reporting issues and regulatory queries.

Regulatory Regimes Coverage

• Oversee transaction reporting obligations under European and UK frameworks, including reporting via third-party reporting mechanisms where applicable.
• Manage trade and position reporting requirements under derivatives reporting regulations, including ongoing reconciliation and issue resolution.
• Support reporting obligations related to US market surveillance regimes where relevant.
• Ensure compliance with position transparency and disclosure requirements, including monitoring thresholds and preparing required notifications.
• Manage prudential and capital-related regulatory returns for relevant legal entities, ensuring accurate and timely submissions.

Data Governance & Reporting Attributes

• Take ownership of governance over critical reporting fields and identifiers at order and transaction level.
• Design and maintain validation controls, review processes, and periodic assurance activities to support regulatory compliance.
• Partner with internal teams to resolve data integrity or reporting attribute issues.

Controls, Assurance & Audit Support

• Maintain a robust control framework covering all reporting processes.
• Perform regular reviews and attestations, and support internal or external audits and regulatory reviews as required.

Technology & Automation

• Work closely with technology and data teams to enhance reporting infrastructure and automation.
• Contribute to the development of scalable solutions for regulatory reporting, reconciliation, and management information.
• Support the production of clear, accurate MI for senior management and compliance leadership.

Change & Advisory

• Monitor regulatory developments and assess their impact on existing reporting processes.
• Contribute to regulatory change initiatives and new reporting implementations.
• Provide subject-matter expertise, guidance, and training to stakeholders across the business.

Skills & Experience

Essential

• Significant experience in regulatory reporting within an investment firm, asset manager, or similar financial institution.
• Strong expertise across one or more major reporting regimes, with the ability to quickly build knowledge in additional areas.
• Deep understanding of reporting controls, reconciliations, exception handling, and data governance.
• Proven experience reviewing and validating complex transaction or order data.
• Strong analytical capability, with advanced Excel skills and experience working with large datasets.
• Ability to produce clear, high-quality management and regulatory information.
• Experience partnering with technology teams on reporting or data initiatives.
• Excellent attention to detail, judgement, and communication skills.

Desirable

• Exposure to additional global reporting regimes or position-based disclosures.
• Experience with prudential or capital reporting frameworks.
• Familiarity with regulatory reporting platforms or third-party vendors.
• Involvement in regulatory change or transformation projects.

Please contact with your CV