Junior Compliance Associate

Job Title

Junior Compliance Associate

Required 3+ years in compliance or similar field

Role Overview

The Junior Compliance Associate will support the Compliance Testing and Assurance (CTA) Program by executing testing activities, tracking issue remediation, and providing clear reporting and insights. This role partners closely with internal stakeholders to ensure identified risks are appropriately escalated, documented, and remediated, while staying aligned with regulatory expectations and industry best practices.

Key Responsibilities

• Perform and manage assigned Compliance Testing and Assurance (CTA) activities across the full life cycle, including planning, execution, reporting, and issue remediation, with escalation where required.
• Prepare clear and accurate reports on CTA results and collaborate with stakeholders to conduct root cause analysis and develop effective remediation plans.
• Maintain issue tracking and remediation-related documentation in the central issue management system (Archer).
• Track, monitor, and validate the implementation of remediation plans submitted by issue owners to confirm timely and effective resolution of identified issues.
• Support the development and delivery of CTA-related training and awareness materials, as required.
• Monitor regulatory developments and industry trends to identify emerging risks that may impact products and the CTA Program.
• Develop, maintain, and produce compliance metrics and management reporting.
• Perform additional duties as assigned to support the broader compliance function.

Required Skills & Experience

• 3+ years of Experience executing Compliance Testing and Assurance (CTA) programs, testing plans, and related activities across a range of financial services and products.
• Working knowledge of financial services laws, regulations, and risk management practices.
• Proven ability to deliver work to budget while meeting defined quality standards.
• Hands-on Experience developing metrics, dashboards, and compliance reporting.
• Strong written and verbal communication skills, with excellent critical thinking and problem-solving capabilities.
• Highly motivated, analytical, organized, innovative, and adaptable.
• Strong presentation skills, with the ability to manage multiple priorities in a fast-paced environment.
• Demonstrated ability to work collaboratively with global partners across multiple functional teams.
• Comfortable working with minimal supervision and exercising sound judgment when situations arise.
• Flexibility to work extended hours when required to meet deadlines.
• Proficiency in PowerPoint or Google Slides and Excel or Google Sheets.

Education

• Bachelor's degree (BA/BS) in Business, Finance, or a related field.

Job Title: Junior Compliance Associate

Location: Dublin, Ireland

Job Type: Contract

Trading as TEKsystems. Allegis Group Limited. Level 1, The Chase, Carmanhall Road, Sandyford, Dublin 18, Ireland. No. 909257. TEKsystems is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, Talentis Solutions, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at our website.

To access our Online Privacy Notice, which explains what information we may collect, use, share, and store about you, and describes your rights and choices about this, please go our website.

We are part of a global network of companies and as a result, the personal data you provide will be shared within Allegis Group and transferred and processed outside the UK, Switzerland and European Economic Area subject to the protections described in the Allegis Group Online Privacy Notice. We store personal data in the UK, EEA, Switzerland and the USA. If you would like to exercise your privacy rights, please visit the "Contacting Us" section of our Online Privacy Notice on our website for details on how to contact us. To protect your privacy and security, we may take steps to verify your identity, such as a password and user ID if there is an account associated with your request, or identifying information such as your address or date of birth, before proceeding with your request. commitments under the UK Data Protection Act, EU-U.S. Privacy Shield or the Swiss-U.S. Privacy Shield.