Interim Compliance Lead - FTC - Wealth Management

Posted 12 days 4 hours ago by Michael Page (UK)

£45,000 - £47,500 Annual
Permanent
Full Time
Other
London, United Kingdom
Job Description
Overview

Compliance & Risk Lead - Fixed Term Contract. Interim compliance role within a UK based Wealth Management firm.

About Our Client

The client is a well-established UK Wealth Management firm, focused on retail savings and investments products.

The Job Description
  • Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.
  • Experience with financial planning and / or investment advice to retail customers would be beneficial.
  • A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
  • Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
  • Confident in voicing an opinion
  • Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms.
  • Solution and delivery focused, with high energy and drive, and ability to deliver through others.
  • Must be able to build strong relationships with key stakeholders.
The Successful Applicant

A successful Interim Compliance Lead - FTC should have:

  • Proven experience in compliance management, preferably within the financial services industry.
  • A strong understanding of regulatory frameworks and standards.
  • Excellent analytical and problem-solving skills.
  • Experience in developing and implementing compliance policies and procedures.
  • Strong interpersonal and communication skills to liaise effectively with stakeholders.
  • Ability to manage multiple tasks and prioritise effectively in a fast-paced environment.
  • Relevant professional qualifications in compliance or risk management are desirable.
What's on Offer
  • Competitive salary ranging from £45,000 to £47,500 per annum.
  • Opportunity to work within a reputable financial services organisation.
  • Supportive and professional working environment.
  • Chance to contribute to critical compliance initiatives.
  • Potential for career development within the compliance and risk management field.