Head of Compliance (part time- 3 days per week)

Posted 16 days 11 hours ago by Compliance Professionals

Permanent
Full Time
Other
London, United Kingdom
Job Description
Fully remote role THE COMPANY

Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.

THE RESPONSIBILITIES
  • Regulatory Compliance & Oversight
  • Compliance Monitoring & File Reviews
  • Policies, Procedures & Documentation
  • Risk Management
  • Training & Cultural Embedding
  • Lender & Panel Management
  • Financial Crime Compliance
  • Management Information & Reporting
EXPERIENCE REQUIRED
  • Minimum 3-5 years' experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice
  • Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP
  • Proven experience conducting mortgage file reviews and compliance monitoring
  • Understanding of mortgage products, advice processes, and suitability assessments
  • Excellent analytical skills with the ability to identify risks and recommend practical solutions
  • Strong written communication skills for producing clear, professional compliance reports and guidance