Head of Compliance
Posted 1 day 13 hours ago by Ink Recruitment
Rapidly expanding global broker are setting up an Amsterdam office and are keen to hire a Head of Compliance to gain regulatory permissions and establish a robust Compliance function in this jurisdiction. Ideally this will be delivered on a temp/contract to permanent basis. Reporting into the CEO, duties will include:
- Leading and delivery of applications for both MiFID and MiCA CASP authorisations
- Full ownership of Regulatory Business Plans and creation of Compliance frameworks
- Drafting of all AFM Compliance policies and Procedures
- Expanding current MiFID policies to adhere with local regulations
- Liaison with local regulators (AFM)
- Leading and building out Compliance function upon successful application
We are keen to hear from candidates with proven experience in a senior compliance role with direct responsibility for AFM licence applications (MiFID, MiCA, or equivalent financial authorisations). An in-depth understanding of Dutch financial services regulation, the AFM supervisory process, and ESMA regulatory framework is also required.
Seniority level- Director
- Full-time
- Accounting/Auditing, Finance, and General Business
- Investment Banking, Banking, and Financial Services
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