Compliance Manager

Posted 1 day 9 hours ago by Morgan McKinley

Permanent
Full Time
Banking & Financial Services Jobs
Dublin, Dublin, Ireland
Job Description

Morgan McKinley is delighted to partner with a prominent global asset management institution currently seeking an experienced professional for a Compliance Manager position. This is a permanent, hybrid role based in Dublin.
The successful candidate will play a key role within the Regulatory Compliance function, supporting the firm's compliance framework and providing regulatory advice across a rapidly growing Super ManCo structure managing UCITS, AIF, and MiFID operations.

Primary Functions:
  • Framework Oversight & Monitoring: Support the execution and enhancement of the risk-based Compliance Programme and Compliance Monitoring Programme, conducting thematic reviews and documenting remediation actions.
  • Financial Crime & AML/CTF: Assist the MLRO in overseeing the AML/CFT and sanctions framework across Ireland and Luxembourg, including investor due diligence, delegated service provider oversight, and preparation for forthcoming EU AML reforms.
  • Regulatory Liaison & Advisory: Act as a key contact for regulatory interactions with the Central Bank of Ireland (CBI), CSSF, and other European regulators. Provide clear compliance advice to senior management, Boards, and internal committees.
  • Delegate Oversight & Governance: Oversee third-party service providers (administrators, transfer agents, depositaries), investigating breaches/incidents, and evaluating control environments.
  • Regulatory Change & Conflicts: Monitor and communicate evolving regulatory developments across European jurisdictions, while assisting in the oversight of the firm's conflicts of interest framework.
What We Are Seeking:
  • Professional Background: A minimum of 5 years' relevant compliance experience within the asset management or funds industry, ideally within an AIFM, UCITS Management Company, or regulated financial services firm.
  • Functional Proficiency: Strong working knowledge of CBI fund regulations, AML/CTF requirements, and experience overseeing third-party delegates. Familiarity with CSSF regulations is advantageous.
  • Operational & Technical Expertise: Experience supporting MLRO/deputy MLRO duties, handling regulatory filings, and solid understanding of financial instruments across traditional and alternative asset classes.
  • Skills: Excellent written and verbal communication skills, strong stakeholder management abilities, and advanced proficiency in Microsoft Office applications.