Compliance Advisory Officer - Energy & Commodities

Compliance Advisory Officer - Energy & Commodities page is loaded Compliance Advisory Officer - Energy & Commodities Apply locations London time type Full time posted on Posted Yesterday job requisition id R3697

The TP ICAP Group is a world leading provider of market infrastructure.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Through our people and technology, we connect clients to superior liquidity and data solutions.

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy and Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform.

Founded in London in 1866, the Group operates from more than 60 offices in 27 countries. We are 5,200 people strong. We work as one to achieve our vision of being the world's most trusted, innovative, liquidity and data solutions specialist.

Role Overview

TP ICAP's Compliance Advisory function works in partnership with the business to support high standards of regulatory compliance and ethical conduct. The Advisory team is aligned across three product areas:

• Credit and Equity

• Rates, FX and Money Markets

• Energy and Commodities

This role sits within the Energy and Commodities Advisory team and focuses on providing timely, practical compliance advice to the EMEA Energy and Commodities broking business.

We are looking for someone who is familiar with Energy and Commodities markets and comfortable interpreting and applying regulatory requirements in a dynamic, front-office environment. The successful candidate will be confident engaging with a wide range of colleagues and comfortable working on the broking floor.

Key Responsibilities

• Serve as a primary contact on compliance matters for the EMEA Energy and Commodities broking business.

• Provide clear, pragmatic advice on regulatory topics including conduct, market abuse, trade reporting, and regulatory developments.

• Build effective working relationships with front-office teams, as well as control and support functions.

• Lead or contribute to periodic desk reviews, regulatory deliverables, and thematic compliance reviews.

• Communicate compliance expectations and updates in an accessible and engaging way.

• Represent Compliance in internal forums, committees, and working groups.

• Collaborate with colleagues across the Advisory function to support broader initiatives and share knowledge.

Experience & Competencies

Essential

• Familiarity with wholesale financial markets and how trading environments operate.

• Previous experience in a Compliance Advisory role or similar within a financial services organisation.

• Ability to manage multiple priorities and meet deadlines in a busy and evolving environment.

• Clear communication skills, with the ability to explain regulatory concepts to a variety of audiences.

• Collaborative and approachable style, with the confidence to provide constructive challenge when needed.

• An interest in problem-solving and the ability to apply regulatory knowledge in a thoughtful and solutions-focused way.

Desired

• Knowledge of Energy and Commodities markets and the relevant EMEA regulatory framework.

• Understanding of requirements from regulators such as the FCA, ESMA, CFTC, or NFA.

• Understanding of exchange rules and requirements.

Band & Level

• Professional / 5

Not The Perfect Fit?

Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.

Company Statement

We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.

Location

UK - 3rd Floor Verde Building Similar Jobs (1) Compliance Advisory Officer - Rates locations London time type Full time posted on Posted 19 Days Ago

Connecting clients, communities and colleagues for sustainable growth

TP ICAP connects people, platforms, ideas, and insight across the world's financial, energy and commodities markets. As a global leader in market infrastructure and data-led solutions, we enhance market access, increase efficiencies, and unlock possibilities.

Work with us

Joining TP ICAP puts you at the heart of markets that matter.

You'll have the freedom to innovate and act on your initiative. We'll train you and build your abilities in your specialist area, so that you can become an expert in your field. And all within a connected network that's there to set you up for success.

More about us

TP ICAP Group is a collection of premium brands each with a distinct, client-focused offering. Underpinning and connecting these client-facing brands is the financial security, operational strength and know-how we have as a Group.

Connections are at the heart of what we do. We combine our people's know-how with the latest technology to improve price discovery, trade execution and liquidity flow.

Connections create strength. Through them, we help our clients to manage risk, realise investment strategies and expand the scope for growth.

And connections act as a catalyst. Sparking richer solutions for our clients to break new ground, modernising markets for future performance, and creating dynamic careers for our people.

Our capacity to connect builds trust, supports communities and gives us the power to anticipate and respond to change, whatever direction the world takes. It's what makes TP ICAP a mainstay in the global markets, now and in the future.