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Compliance Manager

Posted 9 days 16 hours ago by Barclay Simpson

Permanent
Not Specified
Banking & Financial Services Jobs
London, United Kingdom
Job Description

My client is an established and fast growing Fintech business. We are seeking compliance candidates who have good knowledge of Retail Investments and or Pensions and have experience working in a digital fintech business. The compliance team is growing as the business launches new products and services.

You will be responsible for playing a leading role in developing the monitoring approach, carrying out file reviews including thematic monitoring, keep up to date with regulatory changes, provide regulatory advice to the business, assist in updating policies and procedures and providing regulatory training to the business.

The role is hybrid 3 days in the London office, 2 days from home. Strong culture, team collaboration, good benefits and bonus. Please do get in touch for further information.

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